| PAX Division of Merrill Lynch Professional Clearing Corp (A subsidiary of Bank of America Corporation). | ||
All positions in this list of threshold securities (the SHO List) are published by the self-regulatory organizations on which the securities are listed. While Bank of America Merrill Lynch believes that the information in this SHO List is accurate, Bank of America Merrill Lynch does not verify such information and does not assume responsibility for the accuracy, completeness or timeliness of the information. Bank of America Merrill Lynch accepts no liability for loss or damage that may result directly or indirectly from reliance on the information provided herein.
Published: MAR 16 2010 06:10 AM
| Symbol | CUSIP | Description | Exchange Code |
|---|---|---|---|
| ACWI | 464288257 | ISHARES MSCI ACWI INDEX FUND ETP | NAS |
| AMED | 023436108 | AMEDISYS INC Common Stock | NAS |
| AMOK | 02311T106 | AMAROK RESOURCES INC Common Stock | OBB |
| AVOE | 05452T108 | AVRO ENERGY INC Common Stock | OBB |
| BRXX | 268461829 | EMERGING GLOBAL SHARES INDXX ETP | PSE |
| CHIQ | 37950E408 | GLOBAL X CHINA CONSUMER ETF ETP | PSE |
| CNAM | 16936C108 | CHINA ARMCO METALS INC Common Stock | ASE |
| COWI | 219858206 | COROWARE INC NEW Common Stock | OBB |
| DDM | 74347R305 | PROSHARES ULTRADOW30 ETP | PSE |
| DES | 97717W604 | WISDOMTREE SMALLCAP DVD FUND ETP | PSE |
| DFJ | 97717W836 | WISDOMTREE JAP S/C DVD FUND ETP | PSE |
| DRV | 25459W748 | DIREXION DAILY REAL EST BEAR ETP | PSE |
| DXJ | 97717W851 | WISDOMTREE JAPAN DIVIDEND FD ETP | PSE |
| EEV | 74347R354 | PROSHARES ULTRASHORT MSCI EM ETP | PSE |
| EMIF | 464288216 | ISHARES S&P EM MKTS INFRASTR ETP | NAS |
| EPV | 74347X807 | PROSHARES ULTRASHORT MSCI EU ETP | PSE |
| ERH | 30034Q109 | EVERGREEN UTIL & HIGH INCOME Closed-End Fund | ASE |
| ERY | 25459W870 | DIREXION DLY ENERGY BEAR 3X ETP | PSE |
| EWH | 464286871 | ISHARES MSCI HONG KONG INDEX Closed End | PSE |
| FAA | 18383Q812 | CLAYMORE NYSE ARCA AIRLINE ETP | PSE |
| FBT | 33733E203 | FIRST TRUST NYSE ARCA BIOTEC ETP | PSE |
| FNI | 33733A102 | FIRST TRUST ISE CHINDIA INDE ETP | PSE |
| FRI | 33734G108 | FIRST TRUST S&P REIT INDEX F ETP | PSE |
| FXD | 33734X101 | FIRST TRUST CONSUMER DISCRET ETP | PSE |
| FXE | 23130C108 | CURRENCY SHARES EURO TRUST Traded Funds | PSE |
| FXZ | 33734X168 | FIRST TRUST MATERIALS ALPHAD ETP | PSE |
| GRNB | 394361208 | Greene County Bancshares Inc. Common Stock | NAS |
| HLXW | 42331P106 | TERRAPIN ENTERPRISES INC Common Stock | OBB |
| IFLG | 45668X204 | INFOLOGIX INC COM STK Common Stock | NAS |
| IFSM | 464288497 | ISHARES FTSE DEVELOPED SMALL ETP | NAS |
| INDY | 464289529 | ISHARES S&P INDIA NIFTY 50 I ETP | NAS |
| IYM | 464287838 | ISHARES DJ US BASIC MATERIAL Closed End | PSE |
| JALSQ | 471040105 | JAPAN AIRLINES CORP-ADR ADR | OTU |
| JINFF | 47758X102 | JINSHAN GOLD MINES IN COMMON STOCK | OTU |
| JJC | 06739F101 | IPATH DJ-UBS COPPER SUBINDX ETP | PSE |
| KWT | 57060U811 | MARKET VECTORS SOLAR ENERGY ETP | PSE |
| LPHI | 53215T106 | LIFE PARTNERS HOLDINGS INC Common Stock | NAS |
| MLG | 59156R405 | Met Life Capital Trust 5.875 SR Note | NYS |
| MNA | 45409B800 | IQ ARB MERGER ARBITRAGE ETP | PSE |
| OIH | 678002106 | OIL SERVICE HOLDRS TRUST Closed End | PSE |
| ONEQ | 315912808 | FIDELITY NASDAQ COMP INDX TS ETP | NAS |
| PBJ | 73935X849 | POWERSHARES DYN FOOD&BEVERAG ETP | PSE |
| PCEF | 73936Q843 | POWERSHARES CEF INCOME COMPO ETP | PSE |
| PEJ | 73935X757 | POWERSHARES DYN LEISURE&ENT ETP | PSE |
| PEZ | 73935X419 | POWERSHARES DYN CONS DISCREC ETP | PSE |
| PRFZ | 73935X567 | POWERSHARES FTSE RAFI US 150 ETP | NAS |
| PUDA | 744674300 | Puda Coal Inc. Common Stock | ASE |
| PXQ | 73935X815 | POWERSHARES DYN NETWORKING ETP | PSE |
| QTEC | 337345102 | FIRST TRUST NASDQ 100 TECH I ETP | NAS |
| RCYT | 75629C106 | RECYCLE TECH INC Common Stock | OBB |
| RFG | 78355W601 | RYDEX S&P MIDCAP 400 PUR GRO ETP | PSE |
| SCHA | 808524607 | SCHWAB US SMALL-CAP ETF ETP | PSE |
| SCHE | 808524706 | SCHWAB EMERGING MARKETS EQUI ETP | PSE |
| SCHX | 808524201 | SCHWAB US LARGE-CAP ETF ETP | PSE |
| SCO | 74347W809 | PROSHRE U/S DJ-AIG CRUDE OIL ETP | PSE |
| SEED | G67828106 | ORIGIN AGRITECH | NAS |
| SPU | 83086T208 | SKYPEOPLE FRUIT JUICE | ASE |
| SRTTF | 82967G103 | SIRIT INC | OTU |
| STRXQ | 854923109 | STAR TELECOMMUNICATIONS INC Common Stock | OTU |
| TLB | 874161102 | TALBOTS INC Common Stock | NYS |
| TRMPQ | 89816T103 | TRUMP ENTERTAINMENT RESORTS Common Stock | OTU |
| TZA | 25459W839 | DIREXION DLY SM CAP BEAR 3X ETP | PSE |
| USO | 91232N108 | UNITED STATES OIL FUND LP ETP | PSE |
| UWM | 74347R842 | PROSHARES ULTRA RUSSELL2000 ETP | PSE |
| VCRT | 92581N103 | VICOR TECHNOLOGIES INC Common Stock | OBB |
| VGSH | 92206C102 | VANGUARD SHORT-TERM GOV BD ETP | NAS |
| XKN | 21988G551 | CORP-BACKED TRUST CERT-7.55% Preferred | NYS |