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Reg SHO Threshold List

All positions in this list of threshold securities (the SHO List) are published by the self-regulatory organizations on which the securities are listed. While Bank of America Merrill Lynch believes that the information in this SHO List is accurate, Bank of America Merrill Lynch does not verify such information and does not assume responsibility for the accuracy, completeness or timeliness of the information. Bank of America Merrill Lynch accepts no liability for loss or damage that may result directly or indirectly from reliance on the information provided herein.

Published: MAR 16 2010 06:10 AM

Symbol CUSIP Description Exchange Code
ACWI 464288257 ISHARES MSCI ACWI INDEX FUND ETP NAS
AMED 023436108 AMEDISYS INC Common Stock NAS
AMOK 02311T106 AMAROK RESOURCES INC Common Stock OBB
AVOE 05452T108 AVRO ENERGY INC Common Stock OBB
BRXX 268461829 EMERGING GLOBAL SHARES INDXX ETP PSE
CHIQ 37950E408 GLOBAL X CHINA CONSUMER ETF ETP PSE
CNAM 16936C108 CHINA ARMCO METALS INC Common Stock ASE
COWI 219858206 COROWARE INC NEW Common Stock OBB
DDM 74347R305 PROSHARES ULTRADOW30 ETP PSE
DES 97717W604 WISDOMTREE SMALLCAP DVD FUND ETP PSE
DFJ 97717W836 WISDOMTREE JAP S/C DVD FUND ETP PSE
DRV 25459W748 DIREXION DAILY REAL EST BEAR ETP PSE
DXJ 97717W851 WISDOMTREE JAPAN DIVIDEND FD ETP PSE
EEV 74347R354 PROSHARES ULTRASHORT MSCI EM ETP PSE
EMIF 464288216 ISHARES S&P EM MKTS INFRASTR ETP NAS
EPV 74347X807 PROSHARES ULTRASHORT MSCI EU ETP PSE
ERH 30034Q109 EVERGREEN UTIL & HIGH INCOME Closed-End Fund ASE
ERY 25459W870 DIREXION DLY ENERGY BEAR 3X ETP PSE
EWH 464286871 ISHARES MSCI HONG KONG INDEX Closed End PSE
FAA 18383Q812 CLAYMORE NYSE ARCA AIRLINE ETP PSE
FBT 33733E203 FIRST TRUST NYSE ARCA BIOTEC ETP PSE
FNI 33733A102 FIRST TRUST ISE CHINDIA INDE ETP PSE
FRI 33734G108 FIRST TRUST S&P REIT INDEX F ETP PSE
FXD 33734X101 FIRST TRUST CONSUMER DISCRET ETP PSE
FXE 23130C108 CURRENCY SHARES EURO TRUST Traded Funds PSE
FXZ 33734X168 FIRST TRUST MATERIALS ALPHAD ETP PSE
GRNB 394361208 Greene County Bancshares Inc. Common Stock NAS
HLXW 42331P106 TERRAPIN ENTERPRISES INC Common Stock OBB
IFLG 45668X204 INFOLOGIX INC COM STK Common Stock NAS
IFSM 464288497 ISHARES FTSE DEVELOPED SMALL ETP NAS
INDY 464289529 ISHARES S&P INDIA NIFTY 50 I ETP NAS
IYM 464287838 ISHARES DJ US BASIC MATERIAL Closed End PSE
JALSQ 471040105 JAPAN AIRLINES CORP-ADR ADR OTU
JINFF 47758X102 JINSHAN GOLD MINES IN COMMON STOCK OTU
JJC 06739F101 IPATH DJ-UBS COPPER SUBINDX ETP PSE
KWT 57060U811 MARKET VECTORS SOLAR ENERGY ETP PSE
LPHI 53215T106 LIFE PARTNERS HOLDINGS INC Common Stock NAS
MLG 59156R405 Met Life Capital Trust 5.875 SR Note NYS
MNA 45409B800 IQ ARB MERGER ARBITRAGE ETP PSE
OIH 678002106 OIL SERVICE HOLDRS TRUST Closed End PSE
ONEQ 315912808 FIDELITY NASDAQ COMP INDX TS ETP NAS
PBJ 73935X849 POWERSHARES DYN FOOD&BEVERAG ETP PSE
PCEF 73936Q843 POWERSHARES CEF INCOME COMPO ETP PSE
PEJ 73935X757 POWERSHARES DYN LEISURE&ENT ETP PSE
PEZ 73935X419 POWERSHARES DYN CONS DISCREC ETP PSE
PRFZ 73935X567 POWERSHARES FTSE RAFI US 150 ETP NAS
PUDA 744674300 Puda Coal Inc. Common Stock ASE
PXQ 73935X815 POWERSHARES DYN NETWORKING ETP PSE
QTEC 337345102 FIRST TRUST NASDQ 100 TECH I ETP NAS
RCYT 75629C106 RECYCLE TECH INC Common Stock OBB
RFG 78355W601 RYDEX S&P MIDCAP 400 PUR GRO ETP PSE
SCHA 808524607 SCHWAB US SMALL-CAP ETF ETP PSE
SCHE 808524706 SCHWAB EMERGING MARKETS EQUI ETP PSE
SCHX 808524201 SCHWAB US LARGE-CAP ETF ETP PSE
SCO 74347W809 PROSHRE U/S DJ-AIG CRUDE OIL ETP PSE
SEED G67828106 ORIGIN AGRITECH NAS
SPU 83086T208 SKYPEOPLE FRUIT JUICE ASE
SRTTF 82967G103 SIRIT INC OTU
STRXQ 854923109 STAR TELECOMMUNICATIONS INC Common Stock OTU
TLB 874161102 TALBOTS INC Common Stock NYS
TRMPQ 89816T103 TRUMP ENTERTAINMENT RESORTS Common Stock OTU
TZA 25459W839 DIREXION DLY SM CAP BEAR 3X ETP PSE
USO 91232N108 UNITED STATES OIL FUND LP ETP PSE
UWM 74347R842 PROSHARES ULTRA RUSSELL2000 ETP PSE
VCRT 92581N103 VICOR TECHNOLOGIES INC Common Stock OBB
VGSH 92206C102 VANGUARD SHORT-TERM GOV BD ETP NAS
XKN 21988G551 CORP-BACKED TRUST CERT-7.55% Preferred NYS
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