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| PAX Division of Merrill Lynch Professional Clearing Corp. | ||
Reg SHO Threshold List
All positions in this list of threshold securities (the SHO List) are published by the self-regulatory organizations on which the securities are listed. While Merrill Lynch believes that the information in this SHO List is accurate, Merrill Lynch does not verify such information and does not assume responsibility for the accuracy, completeness or timeliness of the information. Merrill Lynch accepts no liability for loss or damage that may result directly or indirectly from reliance on the information provided herein.
Published: AUG 28 2008 05:57 AM
| Symbol | CUSIP | Description | Exchange Code |
|---|---|---|---|
| ABAT | 00752H102 | ADVANCED BATTERY TECHNOLOGIES Common Stock | NAS |
| ABH | 003687100 | ABITIBIBOWATER INC | NYS |
| ABK | 023139108 | AMBAC FINANCIAL GROUP INC Common Stock | NYS |
| ABR | 038923108 | ARBOR REALTY TRUST INC REIT | NYS |
| ACAS | 02503Y103 | AMERICAN CAPITAL Common Stock | NAS |
| ACWI | 464288257 | ISHARES MSCI ACWI INDEX FUND ETF | NAS |
| AEZ | 028723104 | AMERICAN OIL & GAS INC | ASE |
| AGO | G0585R106 | Assured Gaurany Ltd. | NYS |
| AKNS | 009720103 | AKEENA SOLAR, INC. (DE)- Common Stock | NAS |
| ALD | 01903Q108 | ALLIED CAPITAL CORP Common Stock | NYS |
| ALJ | 020520102 | ALON USA ENERGY INC Common Stock | NYS |
| ALSWF | 00386B109 | ABSOLUTE SOFTWARE CORPORATIO Common Stock | OTU |
| AMSC | 030111108 | AMERICAN SUPERCONDUCTOR CORP Common Stock | NAS |
| AMWD | 030506109 | AMERICAN WOODMARK CORP Common Stock | NAS |
| APII | 004920104 | ACTION PRODUCTS INTL INC Common Stock | NAS |
| AQWT | 03841F103 | AQUACELL WATER INC Common Stock | OTU |
| ARTC | 043136100 | ARTHROCARE CORP Common Stock | NAS |
| ASTI | 043635101 | ASCENT SOLAR TECHNOLOGIES Common Stock | NAS |
| ASYS | 032332504 | AMTECH SYSTEMS INC Common Stock | NAS |
| ATHN | 04685W103 | ATHENAHEALTH INC Common Stock | NAS |
| ATLO | 031001100 | AMES NATIONAL CORP Common Stock | NAS |
| ATS | 00203R105 | APT SATELLITE HOLDINGS-ADR ADR | OTU |
| ATX | 227478104 | AT CROSS CO-CL A Common Stock | ASE |
| AURC | 05208R109 | AURUS CORP Common Stock | OTU |
| AVNXD | 05348W307 | AVANEX CORP Common Stock | NAS |
| AYR | G0129K104 | AIRCASTLE LIMITED Common Stock | NYS |
| BARE | 067511105 | BARE ESCENTUALS INC Common Stock | NAS |
| BBI | 093679108 | BLOCKBUSTER INC-CL A Common Stock | NYS |
| BCON | 073677106 | BEACON POWER CORPORATION Common Stock | NAS |
| BDRBF | 097751200 | BOMBARDIER INC 'B' Common Stock | OTU |
| BGG | 109043109 | BRIGGS & STRATTON Common Stock | NYS |
| BHH | 056033103 | B2B INTERNET HOLDRs TRUST Closed End | ASE |
| BHS | 112723101 | BROOKFIELD HOMES CORP Common Stock | NYS |
| BIDZ | 08883T200 | BIDZ.COM INC Common Stock | NAS |
| BIL | 78464A680 | SPDR SERIES TRUST Exchange Traded Funds | ASE |
| BITI | 09056N103 | BIO-IMAGING TECHNOLOGIES INC Common Stock | NAS |
| BIV | 921937819 | VANGUARD INTERMEDIATE-TERM B ETF | ASE |
| BKF | 464286657 | ISHARES MSCI BRIC INDEX FUND ETF | PSE |
| BKUNA | 06652B103 | BANKUNITED FINANCIAL CORP-A Common Stock | NAS |
| BNPQY | 05565A202 | BNP PARIBAS-ADR ADR | OTU |
| BTFG | 05978R107 | Banctrust Financial Group Inc. Common Stock | NAS |
| BWLD | 119848109 | BUFFALO WILD WINGS INC Common Stock | NAS |
| BZH | 07556Q105 | BEAZER HOMES USA INC Common Stock | NYS |
| BZP | 055639108 | BPZ ENERGY INC COM COMMON STOCK | ASE |
| CACB | 147154108 | CASCADE BANCORP Common Stock | NAS |
| CAEI | 16937S102 | CHINA ARCHITECTURAL ENGINEER Common Stock | NAS |
| CALM | 128030202 | CAL-MAINE FOODS INC Common Stock | NAS |
| CAST | 16946T109 | CHINACAST EDUCATION CORP Common Stock | NAS |
| CATY | 149150104 | CATHAY GENERAL BANCORP Common Stock | NAS |
| CBAK | 16936Y100 | CHINA BAK BATTERY INC - Common Stock | NAS |
| CBON | 20343T100 | COMMUNITY BANCORP Common Stock | NAS |
| CBRX | 197779101 | COLUMBIA LABORATORIES INC Common Stock | NAS |
| CCC | 129603106 | CALGON CARBON CORP Common Stock | NYS |
| CCMJ | 22878U106 | CRUISECAM INTERNATIONAL INC Common Stock | OTU |
| CCOP | 204510101 | COMPETITIVE COS INC Common Stock | OBB |
| CCOPE | 195621503 | COLONIAL COMMERCIAL-CNV PFD Conv Prfd | OBB |
| CCRT | 20478N100 | COMPUCREDIT CORP Common Stock | NAS |
| CDS | 169384104 | CHINA DIRECT INCORPORATED COMMON STOCK | NAS |
| CEGE | 150921104 | CELL GENESYS INC Common Stock | NAS |
| CEP | 21038E101 | CONSTELLATION ENERGY PARTNER Unit | PSE |
| CFSG | 16938R103 | CHINA FIRE & SECURITY GROUP INCXP. 02/20/2009 | NAS |
| CHA | 169426103 | CHINA TELECOM CORP LTD-ADR ADR | NYS |
| CHTR | 16117M107 | CHARTER COMMUNICATIONS-CL A Common Stock | NAS |
| CIA | 174740100 | CITIZENS INC Common Stock | NYS |
| CMG | 169656105 | CHIPOTLE MEXICAN GRILL-CL A Common Stock | NYS |
| CNB | 195493309 | COLONIAL BANCGROUP INC Common Stock | NYS |
| COINZ | 21254S123 | CONVERTED ORGANICS INC WTS | NAS |
| CONN | 208242107 | CONN'S INC Common Stock | NAS |
| CORS | 220873103 | CORUS BANKSHARES INC Common Stock | NAS |
| COSWF | 13642L100 | CANADIAN OIL SANDS TRUST Unit | OTU |
| CPSL | 16941J106 | RIDGECREST HEALTHCARE GROUP Common Stock | NAS |
| CPST | 14067D102 | CAPSTONE TURBINE CORP Common Stock | NAS |
| CPWM | 221485105 | COST PLUS INC/CALIFORNIA Common Stock | NAS |
| CREE | 225447101 | CREE INC Common Stock | NAS |
| CROX | 227046109 | CROCS INC Common Stock | NAS |
| CSBXX | 17162W206 | CIBA SPECIALTY CHEMICALS-ADR ADR | OTU |
| CSKH | 184681104 | CLEAR SKIES SOLAR INC Common Stock | OBB |
| CSN | 178571105 | CITY NETWORKS INC | OTU |
| CSR | 16942J105 | CHINA SECURITY & SURVELLANCE TECHNOLOGY COMMON STOCK | NYS |
| CSY | 16941P102 | CHINA SKY ONE MEDICAL INC/#16941P102/COMMON STOCK | ASE |
| CTBK | 17770A109 | CITY BANK LYNNWOOD WA Common Stock | NAS |
| CTCT | 210313102 | CONSTANT CONTACT INC Common Stock | NAS |
| CTRN | 17306X102 | CITI TRENDS INC Common Stock | NAS |
| CUK | 14365C103 | Carninal Corp. (paired stock) | NYS |
| CWCO | G23773107 | CONSOLIDATED WATER CO-ORD SH Common Stock | NAS |
| CYTX | 23283K105 | Cytori Theraputics Inc. Common Stock | NAS |
| DBA | 73936B408 | POWERSHARES DB AGRICULTURE F ETF | ASE |
| DBE | 73936B101 | POWERSHARES DB ENERGY FUND ETF | ASE |
| DBLE | 258570209 | DOUBLE EAGLE PETROLEUM CO Common Stock | NAS |
| DBO | 73936B507 | POWERSHARES DB OIL FUND ETF | ASE |
| DDS | 254067101 | DILLARDS INC-CL A Common Stock | NYS |
| DDUP | 23767P109 | DATA DOMAIN INC Common Stock | NAS |
| DEM | 97717W315 | WISDOMTREE EMG MKTS H/Y EQUI ETF | PSE |
| DGP | 25154H749 | PWRSHS DB GOLD DOUBLE LONG ETF | PSE |
| DGS | 97717W281 | WISDOMTREE EM SMALL CAP ETF | PSE |
| DHXMF | 252406103 | DHX MEDIA LTD Common Stock | OTU |
| DIG | 74347R719 | ULTRA OIL & GAS PROSHARES ETF | ASE |
| DIN | 254423106 | DineEquity, Inc. Common Stock | NYS |
| DNDN | 24823Q107 | DENDREON CORP Common Stock | NAS |
| DRR | 617480280 | MARKET VECTORS DBL SHORT EUR ETF | PSE |
| DSCO | 254668106 | DISCOVERY LABORATORIES INC Common Stock | NAS |
| DSL | 261018105 | DOWNEY FINANCIAL CORP Common Stock | NYS |
| DSV | 78464A300 | SPDR SERIES TRUST ETF | ASE |
| DSW | 23334L102 | DSW INC | NYS |
| DTO | 25154K809 | POWERSHARES DB OIL 2X SHORT ETF | PSE |
| DUG | 74347R586 | ULTRASHORT OIL & GAS PROSHAR ETF | ASE |
| DWX | 78463X772 | SPDR S&P INTER DVD ETF ETF | ASE |
| DXD | 74347R867 | ULTRASHORT DOW30 PROSHARES ETF | ASE |
| DXO | 25154K882 | POWERSHARES DB CRUDE OIL 2X ETF DUE 6/1 | PSE |
| EEV | 74347R354 | ULTRASHORT MSCI EMERGING MKT ETF | ASE |
| EFSC | 293712105 | ENTERPRISE FINANCIAL SERVICES CORP | NAS |
| EFU | 74347R339 | ULTRASHORT MSCI EAFE PROSHAR ETF | ASE |
| EFZ | 74347R370 | SHORT MSCI EAFE PROSHARES ETF | ASE |
| EGK | 17313G688 | CITIGROUP FUNDING INC-ELKS Misc. | ASE |
| EKJ | 17311G144 | CITIGROUP FUNDINGS INC-ELKS Misc. | ASE |
| ELV | 78464A508 | SPDR SERIES TRUST ETF | ASE |
| EMKR | 290846104 | EMCORE CORP Common Stock | NAS |
| ENG | 293306106 | ENGLOBAL CORP | NAS |
| ENOC | 292764107 | ENERNOC INC Common Stock | NAS |
| ENVI | 29413C202 | US ENVIRONMENTAL SOLUTIONS Common Stock | OTU |
| ETH | 297602104 | ETHAN ALLEN INTERIORS INC Common Stock | NYS |
| ETRUF | 29786L102 | ETRUSCAN RESOURCES INC Common Stock | OTU |
| EVSO | 30050F102 | AUTO CLUB MARKETING CORP Common Stock | OTU |
| EWBC | 27579R104 | EAST WEST BANCORP INC Common Stock | NAS |
| EWD | 464286756 | ISHARES MSCI SWEDEN INDEX FD Closed End | PSE |
| EWP | 464286764 | ISHARES MSCI SPAIN INDEX FD Closed End | PSE |
| EXI | 464288729 | ISHARES GLOBAL INDUSTRIALS S ETF | PSE |
| EXXI | G10082108 | ENERGY XXI BERMUDA Common Stock | NAS |
| FAN | 33736G106 | FIRST TRUST GLOBAL WIND ETF | PSE |
| FBC | 337930101 | FLAGSTAR BANCORP INC Common Stock | NYS |
| FBT | 33733E203 | FIRST TRUST AMEX BIO INDEX ETF | ASE |
| FBTX | 352451108 | FRANKLIN BANK CORP/DEL Common Stock | NAS |
| FCF | 319829107 | FIRST COMMONWEALTH FINL CORP Common Stock | NYS |
| FDN | 33733E302 | FIRST TRUST DJ INTERNET IND ETF | ASE |
| FED | 337907109 | FIRSTFED FINANCIAL CORP Common Stock | NYS |
| FEDP | 314261108 | FEDERATED PURCHASER INC Common Stock | OTU |
| FEED | 00846L101 | A.G. FEED INDUSTRIES, INC.-Common Stock | NAS |
| FFH | 303901102 | FAIRFAX FINANCIAL HLDGS LTD Common Stock | NYS |
| FIW | 33733B100 | FIRST TRUST ISE WATER INDEX ETF | PSE |
| FLE | 339099103 | FLEETWOOD ENTERPRISES Common Stock | NYS |
| FLI | 12541C203 | CHC HELICOPTER CORP-CL A Common Stock | NYS |
| FLRP | 339721102 | FLO CORP Common Stock | OBB |
| FMD | 320771108 | FIRST MARBLEHEAD CORP/THE Common Stock | NYS |
| FOLGF | 306071101 | FALCON OIL & GAS LTD Common Stock | OTU |
| FR | 32054K103 | FIRST INDUSTRIAL REALTY TR REIT | NYS |
| FRP | 305560104 | FAIRPOINT COMMUNICATIONS-W/I Common Stock | NYS |
| FRPT | 345203202 | FORCE PROTECTION INC Common Stock | NAS |
| FSBK | 33646W100 | FIRST SOUTH BANCORP INC /NC Common Stock | NAS |
| FTA | 33735J101 | FIRST TRUST LARGE CAP VALUE ETF | ASE |
| FTBK | 35907K105 | FRONTIER FINANCIAL CORP Common Stock | NAS |
| FTEK | 359523107 | FUEL TECH INC Common Stock | NAS |
| FTK | 343389102 | FILETEK INC Common Stock | NYS |
| FTWR | 31567R100 | FIBERTOWER CORP Private Comp | NAS |
| FTY | 464288521 | ISHARES FTSE NAREIT REAL EST ETF | PSE |
| FXB | 23129S106 | CURRENCYSHARES BRITISH POUND ETF | PSE |
| FXD | 33734X101 | FIRST TRUST CONSUMER DISCRET ETF | ASE |
| FXE | 23130C108 | CURRENCY SHARES EURO TRUST Traded Funds | PSE |
| FXP | 74347R321 | ULTRASHORT FTSE/XINHUA CHINA ETF | ASE |
| GAF | 78463X806 | SPDR S&P EMERGING MIDDLE EAS ETF | ASE |
| GBGC | 37933T209 | GLOBAL GOLD CORP Common Stock | OBB |
| GBTS | 368140109 | GATEWAY FINANCIAL HOLDINGS Common Stock | NAS |
| GBX | 393657101 | GREENBRIER COMPANIES INC Common Stock | NYS |
| GFG | 40108N106 | GUARANTY FINANCIAL GROUP Common Stock | NYS |
| GHL | 395259104 | GREENHILL & CO INC Common Stock | NYS |
| GLAD | 376535100 | GLADSTONE CAPITAL CORP Common Stock | NAS |
| GLRE | G4095J109 | GREENLIGHT CAPITAL RE LTD-A Common Stock | NAS |
| GM | 370442105 | GENERAL MOTORS CORP Common Stock | NYS |
| GMCR | 393122106 | GREEN MOUNTAIN COFFEE ROASTE Common Stock | NAS |
| GMXR | 38011M108 | GMX RESOURCES INC Common Stock | NAS |
| GNK | Y2685T107 | GENCO SHIPPING & TRADING LTD Common Stock | NYS |
| GNTA | 37245M504 | GENTA INC Common Stock | OBB |
| GRMN | G37260109 | GARMIN LTD Common Stock | NAS |
| GSI | 370853103 | GENERAL STEEL HOLDINGS INC COMMON STOCK | NYS |
| GTE | 38500T101 | GRAN TIERRA ENERGY CO | ASE |
| GTOP | 37229P507 | GENITOPE CORP Common Stock | OTU |
| GTXO | 362408106 | DEEAS RESOURCES INC Common Stock | OBB |
| GWX | 78463X871 | SPDR S&P INTL SMALL CAP ETF | ASE |
| GXEXF | 371939109 | GEOLOGIX EXPLORATIONS INC Common Stock | OTU |
| GXSFF | 38153U108 | GOLDSOURCE MINES INC Common Stock | OTU |
| HANS | 411310105 | HANSEN NATURAL CORPORATION Common Stock | NAS |
| HDL | 410252100 | HANDLEMAN CO Common Stock | OTU |
| HHJ | 42226E406 | HEALTHSHARES EMERGING CANCER ETF | PSE |
| HHK | 42226E307 | HEALTHSHARES CANCER ETF ETF | PSE |
| HHN | 42226E877 | HEALTHSHARES NEUROSCIENCE ETF | PSE |
| HHV | 42226E786 | HEALTHSHARES ENABLING TECHNO ETF | PSE |
| HL | 422704106 | HECLA MINING CO Common Stock | NYS |
| HLS | 421924309 | HEALTHSOUTH CORP Common Stock | NYS |
| HNSN | 411307101 | HANSEN MEDICAL INC Common Stock | NAS |
| HOGS | 98952K107 | ZHONGPIN INC Common Stock | NAS |
| HOKU | 434712105 | HOKU SCIENTIFIC INC Common Stock | NAS |
| HOV | 442487203 | HOVNANIAN ENTERPRISES-A Common Stock | NYS |
| HPCCP | 44667X208 | HUNTINGTON PFD CAP-7.875% PF Preferred | NAS |
| HTE | 41752X101 | HARVEST ENERGY TRUST-UNITS Unit | NYS |
| HWCC | 44244K109 | HOUSTON WIRE & CABLE CO Common Stock | NAS |
| HYG | 464288513 | ISHARES IBOXX H/Y CORP BOND ETF | ASE |
| IBIS | 450909106 | IBIS TECHNOLOGY CORP Common Stock | OTU |
| ICO | 45928H106 | INTERNATIONAL COAL GROUP INC Common Stock | NYS |
| IDMC | 456607100 | INDYMAC BANCORP INC Common Stock | OTU |
| IDRA | 45168K306 | IDERA PHARMA INC | NAS |
| IDSA | 456314103 | INDUSTRIAL SVCS OF AMERICA Common Stock | NAS |
| IFGL | 464288489 | ISHARES FTSE EPRA/NAREIT GLO ETF | NAS |
| IHF | 464288828 | ISHARES DJ US HEALTH CAR PRO ETF | PSE |
| IMF | 95766U107 | WESTERN ASSET INFLATION-W/D Closed-End Fund | NYS |
| IMJX | 45248C100 | IMAGEXPRESS INC | OTU |
| INP | 06739F291 | IPATH MSCI INDIA INDEX ETN ETF | PSE |
| INPC | 45772G105 | INPHONIC INC Common Stock | OTU |
| IOC | 460951106 | INTEROIL CORP Common Stock | ASE |
| IPCS | 44980Y305 | IPCS INC Common Stock | NAS |
| IPSU | 453096208 | IMPERIAL SUGAR CO Common Stock | NAS |
| IRBL | 45773P104 | INROB TECH LTD Common Stock | OBB |
| IRBT | 462726100 | IROBOT CORP Common Stock | NAS |
| ITALY | 465272201 | ITALCEMENTI SPA-UNSPONS ADR ADR | OTU |
| ITB | 464288752 | ISHARES DJ US HOME CONSTRUCT ETF | PSE |
| ITMN | 45884X103 | INTERMUNE INC Common Stock | NAS |
| ITWO | 465754208 | I2 TECHNOLOGIES INC Common Stock | NAS |
| IWC | 464288869 | ISHARES RUSSELL MICROCAP INX ETF | PSE |
| IXG | 464287333 | ISHARES S&P GLBL FINL SECTOR ETF | PSE |
| JAH | 471109108 | JARDEN CORP Common Stock | NYS |
| JEF | 472319102 | JEFFERIES GROUP INC (NEW) Common Stock | NYS |
| JKF | 464288109 | ISHARES MORNINGSTAR LG VAL I ETF | PSE |
| JOSB | 480838101 | JOS A BANK CLOTHIERS INC Common Stock | NAS |
| JRT | 46614H301 | JER INVESTORS TRUST INC REIT | NYS |
| KBW | 482423100 | KBW INC Common Stock | NYS |
| KEYN | 493308100 | KEYNOTE SYSTEMS INC Common Stock | NAS |
| KMX | 143130102 | CARMAX INC Common Stock | NYS |
| KNOT | 499184109 | KNOT INC/THE Common Stock | NAS |
| KPPC | 48562P103 | KAPSTONE PAPER& PACKAGING CORP Common Stock | NAS |
| KRE | 78464A698 | SPDR SERIES TRUST ETF | ASE |
| LAD | 536797103 | LITHIA MOTORS INC-CL A Common Stock | NYS |
| LDK | 50183L107 | LDK SOLAR CO LTD - ADR ADR | NYS |
| LEE | 523768109 | LEE ENTERPRISES Common Stock | NYS |
| LFG | 514936103 | LANDAMERICA FINANCIAL GROUP Common Stock | NYS |
| LFL | 501723100 | LAN AIRLINES SA-SPON ADR ADR | NYS |
| LLXLY | 502024102 | LLX LOGISTICA SA - SPON ADR ADR | OTU |
| LNG | 16411R208 | CHENIERE ENERGY INC Common Stock | ASE |
| LNN | 535555106 | LINDSAY CORP Common Stock | NYS |
| LOOP | 543524300 | LOOPNET INC Common Stock | NAS |
| LPHI | 53215T106 | LIFE PARTNERS HOLDINGS INC Common Stock | NAS |
| LTM | 53217R207 | LIFE TIME FITNESS | NYS |
| LULU | 550021109 | LULULEMON ATHLETICA INC Common Stock | NAS |
| LZB | 505336107 | LA-Z-BOY INC Common Stock | NYS |
| MBI | 55262C100 | MBIA INC Common Stock | NYS |
| MDTL | 58500P107 | MEDIS TECHNOLOGIES LTD Common Stock | NAS |
| MDVN | 58501N101 | WTS MEDIVATION INC "B" - Common Stock | NAS |
| MDW | 598153104 | MIDWAY GOLD CORP/#598153104/COMMON STOCK | ASE |
| MEA | 591176102 | METALICO INC Common Stock | ASE |
| MEG | 584404107 | MEDIA GENERAL INC -CL A Common Stock | NYS |
| MES | 57060U779 | MARKET VECTORS-GULF STATES ETF | PSE |
| MGC | 921910873 | VANGUARD MEGA CAP 300 ETF ETF | PSE |
| MGK | 921910816 | VANGUARD MEGA CAP 300 GROWTH ETF | PSE |
| MGV | 921910840 | VANGUARD MEGA CAP 300 VALUE ETF | PSE |
| MIND | 606501104 | MITCHAM INDUSTRIES INC Common Stock | NAS |
| MMR | 582411104 | MCMORAN EXPLORATION CO Common Stock | NYS |
| MNI | 579489105 | MCCLATCHY CO-CLASS A Common Stock | NYS |
| MNT | 587188103 | MENTOR CORP. | NYS |
| MQBKY | 55607P105 | MACQUARIE GROUP LTD-ADR ADR | OTU |
| MSO | 573083102 | MARTHA STEWART LIVING -CL A Common Stock | NYS |
| MTE | 559778402 | MAHANAGAR TELEPHONE-ADR ADR | NYS |
| MTH | 59001A102 | MERITAGE HOMES CORP Common Stock | NYS |
| MTN | 91879Q109 | VAIL RESORTS INC Common Stock | NYS |
| MVIS | 594960106 | MICROVISION INC Common Stock | NAS |
| MVV | 74347R404 | ULTRA MIDCAP400 PROSHARES ETF | ASE |
| MWA | 624758108 | MUELLER WATER PRODUCTS INC-A Common Stock | NYS |
| MYY | 74347R800 | SHORT MIDCAP400 PROSHARES ETF | ASE |
| N/A | 481905883 | JUNIPER GROUP INC Common Stock | OBB |
| N/A | 775781206 | ROLLS-ROYCE PLC-SPONS ADR ADR | OTU |
| N/A | 53223P104 | TRAFFIC TECHNOLOGY INC Common Stock | OBB |
| NAT | G65773106 | NORDIC AMER TANKER SHIPPING Common Stock | NYS |
| NATH | 632347100 | NATHAN'S FAMOUS INC Common Stock | NAS |
| NCIT | 62886K104 | NCI INC-CLASS A Common Stock | NAS |
| NCT | 65105M108 | NEWCASTLE INVESTMENT CORP REIT | NYS |
| NETL | 64118B100 | NETLOGIC MICROSYSTEMS INC Common Stock | NAS |
| NFP | 63607P208 | NATIONAL FINANCIAL PARTNERS Common Stock | NYS |
| NGPC | 62912R107 | NGP CAPITAL RESOURCES CO Common Stock | NAS |
| NILE | 09578R103 | BLUE NILE INC Common Stock | NAS |
| NLAI | 65158P107 | NEWMARKET LATIN AMERICA INC Common Stock | OTU |
| NLR | 57060U704 | MARKET VECTORS NUCLEAR ENRGY ETF | ASE |
| NRF | 66704R100 | NORTHSTAR REALTY FINANCE COR REIT | NYS |
| NSTC | 64104X108 | NESS TECHNOLOGIES INC Common Stock | NAS |
| NTBK | 640933107 | NETBANK INC Common Stock | OTU |
| NTRI | 67069D108 | NUTRISYSTEM INC Common Stock | NAS |
| NVEC | 629445206 | NVE CORP Common Stock | NAS |
| NWK | 641208103 | NETWORK EQUIPMENT TECH INC Common Stock | NYS |
| O | 756109104 | REALTY INCOME CORP REIT | NYS |
| OEH | G67743107 | ORIENT EXPRESS HOTELS LTD -A Common Stock | NYS |
| OIL | 06738C786 | IPATH GOLDMAN SACHS CRUDE ETF | PSE |
| ONEV | 682421102 | ONE VOICE TECHNOLOGIES INC Common Stock | OBB |
| OPXT | 68375V105 | OPNEXT INC Common Stock | NAS |
| ORBC | 68555P100 | ORBCOMM INC Common Stock | NAS |
| ORMT | 686701103 | ORMET CORP Common Stock | OTU |
| OSBC | 680277100 | OLD SECOND BANCORP INC Common Stock | NAS |
| OSIR | 68827R108 | OSIRIS THERAPEUTICS INC Common Stock | NAS |
| OSTK | 690370101 | OVERSTOCK.COM INC Common Stock | NAS |
| OTEX | 683715106 | OPEN TEXT CORP Common Stock | NAS |
| PBD | 73936T615 | POWERSHARES GBL CLEAN ENERGY ETF | ASE |
| PBKS | 743859100 | PROVIDENT BANKSHARES CORP Common Stock | NAS |
| PBP | 73936G308 | POWERSHARES S&P 500 BUYWRITE ETF | PSE |
| PCFG | 69433M103 | PACIFIC GOLD CORP | OBB |
| PEH | 73936T409 | POWERSHARES DYNAMIC EUROPE ETF | ASE |
| PEIX | 69423U107 | PACIFIC ETHANOL INC Common Stock | NAS |
| PEY | 73935X302 | POWERSHARES H/Y EQ DVD ACHIE ETF | ASE |
| PFCB | 69333Y108 | PF CHANG'S CHINA BISTRO INC Common Stock | NAS |
| PFI | 73935X377 | POWERSHARES DYN FINANCIAL ETF | ASE |
| PGSW | 70558E207 | PEGASUS WIRELESS CORP Common Stock | OTU |
| PII | 731068102 | POLARIS INDUSTRIES INC Common Stock | NYS |
| PJF | 73935X450 | POWERSHARES DYN LARGE CAP ETF | ASE |
| PJP | 73935X799 | POWERSHARES DYN PHARMACEUTIC ETF | ASE |
| PKN | 73937B100 | POWERSHARES GLOBAL NUCLEAR ETF | PSE |
| PLA | 728117300 | PLAYBOY ENTERPRISES-CLASS B Common Stock | NYS |
| PLPC | 740444104 | PREFORMED LINE PRODUCTS CO Common Stock | NAS |
| PNRA | 69840W108 | PANERA BREAD COMPANY-CL A Common Stock | NAS |
| POPN | 732816103 | POP N GO INC Common Stock | OBB |
| POWR | 73936N105 | POWERSECURE INTERNATIONAL | NAS |
| POZN | 73941U102 | POZEN INC Common Stock | NAS |
| PRAA | 73640Q105 | PORTFOLIO RECOVERY ASSOCIATE Common Stock | NAS |
| PRK | 700658107 | PARK NATIONAL CORP Common Stock | ASE |
| PRKR | 701354102 | PARKERVISION INC Common Stock | NAS |
| PRS | G72457107 | Premus Guaranty LTD Common Stock | NYS |
| PSEC | 74348T102 | PROSPECT CAPITAL CORP Common Stock | NAS |
| PSP | 73935X195 | POWERSHARES LISTED PRIV EQUI ETF | ASE |
| PVTB | 742962103 | PRIVATEBANCORP INC Common Stock | NAS |
| PWER | 739308104 | POWER-ONE INC Common Stock | NAS |
| PXJ | 73935X625 | POWERSHARES DYN OIL & GAS SV ETF | ASE |
| PYH | 73935X179 | POWERSHARES VALUE LINE IND ETF | ASE |
| PYK | 73941X759 | PPLUS TR SER GSC-1 TR CTF CLA-Equity Derivative | NYS |
| PZN | 74731Q103 | PZENA INVESTMENT MANAGM-CL A Common Stock | NYS |
| QQXT | 33733E401 | FIRST TRUST NASDAQ-100 EX-TE ETF | NAS |
| QTWW | 74765E109 | QUANTUM FUEL SYSTEMS TECHNOL Common Stock | NAS |
| RAS | 749227104 | RAIT FINANCIAL TRUST REIT | NYS |
| RATE | 06646V108 | BANKRATE INC Common Stock | NAS |
| RDEA | 03969P107 | ARDEA BIOSCIENCES INC Common Stock | NAS |
| RDFVF | 757268107 | REDCORP VENTURES LTD Common Stock | OTU |
| RDN | 750236101 | RADIAN GROUP INC Common Stock | NYS |
| REVU | 742352107 | PRINCETON REVIEW INC Common Stock | NAS |
| RHIE | 74957T104 | RHI ENTERTAINMENT INC Common Stock | NAS |
| RHY | 74963Q102 | RMK MULTI-SECTOR HIGH INCOME Closed-End Fund | NYS |
| RICK | 765641303 | RICK'S CABARET INTL INC Common Stock | NAS |
| RMTR | 751907304 | RAMTRON INTERNATIONAL CORP Common Stock | NAS |
| RNN | 761640101 | REXAHN PHARMACEUTICALS INC Common Stock | ASE |
| ROIA | 75040P108 | RADIO ONE INC-CL A Common Stock | NAS |
| ROM | 74347R693 | ULTRA TECHNOLOGY PROSHARES ETF | ASE |
| ROYL | 78074G200 | ROYALE ENERGY INC Common Stock | NAS |
| RPF | 19247V104 | COHEN & STEERS PREMIUM INC Closed-End Fund | NYS |
| RRZ | 78355W692 | RYDEX INVERSE 2X RUSS 2000 ETF | ASE |
| RSP | 78355W106 | RYDEX S&P EQUAL WEIGHT ETF ETF | ASE |
| RSU | 78355W783 | RYDEX 2X S&P 500 ETF ETF | ASE |
| RTK | 760112102 | RENTECH INC Common Stock | ASE |
| RVXCF | 76128M108 | RESVERLOGIX CORP Common Stock | OTU |
| RWT | 758075402 | REDWOOD TRUST INC REIT | NYS |
| RXL | 74347R735 | ULTRA HEALTH CARE PROSHARES ETF | ASE |
| RZ | 754055101 | RASER TECHNOLOGIES INC Common Stock | PSE |
| SA | 811916105 | SEABRIDGE GOLD INC Common Stock | ASE |
| SAA | 74347R818 | ULTRA SMALLCAP600 PROSHARES ETF | ASE |
| SBCF | 811707306 | SEACOAST BANKING CORP FLA CL A | NAS |
| SCA | G8649T109 | SYNCORA HOLDINGS LTD Common Stock | NYS |
| SDD | 74347R792 | ULTRASHORT SMALLCAP600 PROSH ETF | ASE |
| SEF | 74347R230 | SHORT FINANCIALS PROSHARES ETF | ASE |
| SEMFF | 816922108 | SEMAFO INC Common Stock | OTU |
| SGMO | 800677106 | SANGAMO BIOSCIENCES INC Common Stock | NAS |
| SHLD | 812350106 | Sears Holding Corp. Common Stock | NAS |
| SHM | 78464A425 | SPDR LEHMAN SHORT TERM MUNI ETF | ASE |
| SIGM | 826565103 | SIGMA DESIGNS INC Common Stock | NAS |
| SJH | 74347R412 | ULTRASHORT RUSSELL2000 VALUE ETF | ASE |
| SKNN | 830701108 | SKINS INC Common Stock | OBB |
| SLX | 57060U308 | MARKET VECTORS STEEL INDEX F ETF | ASE |
| SMLA | 85787P104 | STEALTH MEDIALABS INC | OTU |
| SMTK | 829204304 | SIMTEK CORPORATION COMMON STOCK | NAS |
| SNCR | 87157B103 | SYNCHRONOSS TECHNOLOGIES INC Common Stock | NAS |
| SNTA | 87162T206 | SYNTA PHARMACEUTICALS CORP Common Stock | NAS |
| SOLF | 83415U108 | SOLARFUN POWER HOLD-SPON ADR ADR | NAS |
| SPDS | 849109103 | SPONGETECH DELIVERY SYSTEMS Common Stock | OBB |
| SPF | 85375C101 | STANDARD PACIFIC CORP Common Stock | NYS |
| SPIR | 848565107 | SPIRE CORP Common Stock | NAS |
| SPWR | 867652109 | SUNPOWER CORP-CLASS A Common Stock | NAS |
| SSBX | 828251108 | SILVER STATE BANCORP Common Stock | NAS |
| SSD | 829073105 | SIMPSON MANUFACTURING CO INC Common Stock | NYS |
| SSG | 74347R545 | ULTRASHORT SEMICONDUCTORS PR ETF | ASE |
| SWHC | 831756101 | Smith and Wesson Holding Co. | NAS |
| SXEYF | 805566106 | SAXON ENERGY SERVICES INC Common Stock | OTU |
| SYNO | 87162G105 | SYNOVIS LIFE TECHNOLOGIES IN Common Stock | NAS |
| SYX | 871851101 | SYSTEMAX INC Common Stock | NYS |
| TC | 884768102 | THOMPSON CREEK METALS CO INC Common Stock | NYS |
| TELK | 87959M109 | TELIK INC Common Stock | NAS |
| TGE | 872417308 | T.G.C. INDUSTRIES INC Common Stock | NAS |
| TIMNF | 887404101 | TIMMINCO LTD Common Stock | OTU |
| TIV | 895735108 | TRI-VALLEY CORP Common Stock | ASE |
| TKS | 890030208 | TOMKINS PLC-SPONSORED ADR ADR | NYS |
| TLB | 874161102 | TALBOTS INC Common Stock | NYS |
| TLH | 464288653 | ISHARES LEHMAN 10-20 YEAR TR ETF | PSE |
| TMA | 885218107 | THORNBURG MORTGAGE INC Common Stock | NYS |
| TMWD | 899690101 | TUMBLEWEED COMMUNICATIONS CP Common Stock | NAS |
| TNSX | 89352U100 | TRANSAX INTERNATIONAL LTD Common Stock | OBB |
| TOWN | 89214P109 | TOWNE BANK Common Stock | NAS |
| TPHM | 88445L101 | THOMAS PHARMACEUTICALS-CL A Common Stock | OTU |
| TR | 890516107 | TOOTSIE ROLL INDS Common Stock | NYS |
| TRLG | 89784N104 | TRUE RELIGION APPAREL INC | NAS |
| TRMA | 896106200 | TRICO MARINE SERVICES INC Common Stock | NAS |
| TSFG | 837841105 | SOUTH FINANCIAL GROUP INC Common Stock | NAS |
| TSL | 89628E104 | TRINA SOLAR LTD-SPON ADR ADR | NYS |
| TUWLY | 899415103 | TULLOW OIL PLC-ADR ADR | OTU |
| UA | 904311107 | UNDER ARMOUR INC-CLASS A Common Stock | NYS |
| UCBH | 90262T308 | UCBH HOLDINGS INC Common Stock | NAS |
| UCBI | 90984P105 | UNITED COMMUNITY BANKS/GA Common Stock | NAS |
| UFPT | 902673102 | UFP TECHNOLOGIES INC Common Stock | NAS |
| UKK | 74347R487 | ULTRA RUSSELL2000 GROWTH PRO ETF | ASE |
| UMPQ | 904214103 | UMPQUA HOLDINGS CORP Common Stock | NAS |
| UNG | 912318102 | US NATURAL GAS FUND LP ETF | ASE |
| UPW | 74347R685 | ULTRA UTILITIES PROSHARES ETF | ASE |
| URE | 74347R677 | ULTRA REAL ESTATE PROSHARES ETF | ASE |
| URRE | 916901507 | URANIUM RESOURCES, INC NEW - Common Stock | NAS |
| USNA | 90328M107 | USANA HEALTH SCIENCES INC Common Stock | NAS |
| USO | 91232N108 | UNITED STATES OIL FUND LP ETF | ASE |
| UVG | 74347R529 | ULTRA RUSSELL1000 VALUE PRO ETF | ASE |
| UVSE | 91349R208 | UNIVERSAL ENERGY CORP COMMON STOCK | OBB |
| UVT | 74347R479 | ULTRA RUSSELL2000 VALUE PRO ETF | ASE |
| UVU | 74347R495 | ULTRA RUSSELL MIDCAP VALUE P ETF | ASE |
| UWM | 74347R842 | ULTRA RUSSELL2000 PROSHARES ETF | ASE |
| UXI | 74347R727 | ULTRA INDUSTRIALS PROSHARES ETF | ASE |
| UYM | 74347R776 | ULTRA BASIC MATERIALS PROSHA ETF | ASE |
| VCISY | 927320101 | VINCI S.A.-UNSPONS ADR ADR | OTU |
| VIAP | 92554T103 | VIA PHAMACUETICALS INC Common Stock | NAS |
| VION | 927624502 | VION PHARMACEUTICALS INC Common Stock | OBB |
| VISN | 92833U103 | VISIONCHINA MEDIA INC-ADR ADR | NAS |
| VIT | 921564100 | VANCEINFO TECHNOLOGIES-ADR ADR | NYS |
| VLNC | 918914102 | VALENCE TECHNOLOGY INC Common Stock | NAS |
| VMC | 929160109 | VULCAN MATERIALS CO Common Stock | NYS |
| VMW | 928563402 | VMWARE INC-CLASS A Common Stock | NYS |
| VOLT | M97613109 | VOLTAIRE LTD Common Stock | NAS |
| VPRT | G93762204 | VISTAPRINT LTD Common Stock | NAS |
| VSE | 92336G106 | VERASUN ENERGY CORP Common Stock | NYS |
| VTG | G93205113 | VANTAGE DRILLING CO Common Stock | ASE |
| VWDRY | 925458101 | VESTAS WIND SYSTEMS-UNSP ADR ADR | OTU |
| WABC | 957090103 | WESTAMERICA BANCORPORATION Common Stock | NAS |
| WAVE | 65337Y102 | NEXTWAVE WIRELESS INC Common Stock | NAS |
| WBMD | 94770V102 | WEBMD HEALTH CORP-CLASS A Common Stock | NAS |
| WBPRS | 929903276 | WACHOVIA CORP Depositary Share | NYS |
| WFMI | 966837106 | WHOLE FOODS MARKET INC Common Stock | NAS |
| WGW | 95828P203 | WESTERN GOLDFIELDS INC Common Stock | ASE |
| WNR | 959319104 | WESTERN REFINING INC Common Stock | NYS |
| WOS | 97786P100 | WOLSELEY PLC-ADR ADR | OTU |
| WRNCF | 957860109 | WESTERN CANADIAN COAL CORP Common Stock | OTU |
| WSO | 942622200 | WATSCO INC Common Stock | NYS |
| WYNN | 983134107 | WYNN RESORTS LTD Common Stock | NAS |
| XHB | 78464A888 | SPDR SERIES TRUST ETF | ASE |
| XME | 78464A755 | SPDR SERIES TRUST ETF | ASE |
| XRT | 78464A714 | SPDR SERIES TRUST ETF | ASE |
| YNGFF | 98849Q101 | YUKON-NEVADA GOLD CORP | OTU |
| ZION | 989701107 | ZIONS BANCORPORATION Common Stock | NAS |
| ZLC | 988858106 | ZALE CORP Common Stock | NYS |
| ZOLT | 98975W104 | ZOLTEK COMPANIES INC Common Stock | NAS |